BV & Compliance Sagl is the financial and banking intermediaries’ answer to the increasing regulatory requirements on Compliance, Risk Management, corporate governance and adequate organization matters.

Thanks to the varying specialist competencies of the partners and professional experience gained within important banking and financial institutions, BV & Compliance is able to provide its clients with concrete and pragmatic solutions. 

BV & Compliance offers itself as an agile and flexible structure that is able to accompany its clients during the fulfilment of the regulatory obligations associated to their activities.

Areas of activity

• Advice on compliance topics, corporate governance and adequate organization
• Support to the compliance function on specific topics
• Outsourcing of the Compliance Function
• Management of compliance, reputational and legal  risks 
• Know your Client and money laundering prevention
• Financial markets regulation
• Legal and Regulatory
• Regulation in the context of collective investment schemes
• Cross-border activities
• Training in compliance matters 
• Support in the implementation of new projects and new activities

Clients

• Banks
• Securities dealers
• Asset managers under CISA
• Independent asset mangers
• Distributors under CISA

• Legal firms
• Family offices
• Dealers in precious metals