Customized services for compliance
Specialised support for banks, intermediaries and financial institutions to ensure compliance with current regulations: regulation, transparency, investor protection and regulatory obligations.
Dedicated advice for asset managers and asset managers — to transpose and implement regulations such as those of FINMA or equivalent regulations, to prepare an internal control/risk management system, to manage due diligence, FATCA/MiFID obligations and to adapt to regulations.
Courses and training for employees and management to update them on compliance and risk management regulations and practices, helping to develop skills within the institution.
Outsourcing services: the Compliance function and risk management can be totally outsourced or for defined periods. In addition, BV & Compliance can intervene in support of specific projects, job peaks or particular problems.
Assistance in preparing the regulatory procedures necessary for the authorisation of new intermediaries or regulated activities.
Follow-up of constantly evolving regulations: updating and implementing regulatory innovations, so that financial structures remain compliant at all times.
Support to structure and manage corporate governance: Secretariat of the Board of Directors, management of internal procedures and corporate obligations to ensure transparency and organisational correctness.
Assistance in collaboration with audit firms, for example in the preparation of documentation, checks, regulatory adjustments and accounting/regulation compliance.
Compliance services and regulatory advice in cross-border contexts, to manage operations and relations with international authorities, intermediaries and regulations.
Support for new design: regulatory analysis in the start of new activities, internal organization, implementation of control systems and regulatory adaptation, also for IT or structural projects.
